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governance

  1. Nicole Seaman

    P1.T1.20.6. Risk management governance: limits, functional units, and audit

    Learning objectives: Evaluate the relationship between a firm’s risk appetite and its business strategy, including the role of incentives. Illustrate the interdependence of functional units within a firm as it relates to risk management. Assess the role and responsibilities of a firm’s audit...
  2. Nicole Seaman

    P1.T4.800. Stress testing governance (Siddique)

    Learning objectives: Describe the key elements of effective governance over stress testing. Describe the responsibilities of the board of directors and senior management in stress testing activities. Identify elements of clear and comprehensive policies, procedures, and documentations on stress...
  3. Nicole Seaman

    P2.T7.701. Operational risk governance

    Concept: These on-line quiz questions are not specifically linked to learning objectives, but are instead based on recent sample questions. The difficulty level is a notch, or two notches, easier than bionicturtle.com's typical question such that the intended difficulty level is nearer to an...
  4. Nicole Seaman

    P1.T1.606. ERM and governance (Topic review)

    Questions: 606.1 In June 2016, the Committee of Sponsoring Organizations of the Treadway Commission (COSO) published a draft update of its Enterprise Risk Management (ERM) Integrated Framework. (The Committee of Sponsoring Organizations of the Treadway Commission (COSO) and World Business...
  5. Nicole Seaman

    P1.T1.511. Principles for risk data aggregation: governance

    Learning outcomes: Explain the potential benefits of having effective risk data aggregation and reporting. Describe key governance principles related to risk data aggregation and risk reporting practices. Questions: 511.1. Among the Basel Committee's Principles for effective risk data...
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